DOL Rollover Analysis Tool
Complete DOL Compliance Solution
Everything you need for compliant rollover recommendations
DOL Database Search
Automated search of Form 5500 filings with comprehensive plan data including fees, participants, and assets.
Cost Analysis
Detailed fee comparison with projections showing potential savings over time with clear visual charts.
Fiduciary Documentation
Complete audit trail with DOL-compliant documentation ready for regulatory review and client files.
Complete Rollover Analysis Suite
Support for all DOL-required rollover analysis types
401(k) to IRA Rollover
Complete analysis for employer plan to IRA rollovers with Form 5500 database integration
- • Automated plan fee discovery
- • Comprehensive cost comparison
- • Service level analysis
IRA-to-IRA Transfer
Provider comparison and transfer analysis for existing IRA accounts
- • Provider comparison matrix
- • Investment option analysis
- • Fee structure evaluation
Roth IRA Conversion
Tax-efficient conversion analysis with timing considerations
- • Tax impact analysis
- • Optimal timing strategies
- • Long-term benefit projections
Annuity Rollover Analysis
Comprehensive annuity surrender and rollover evaluation
- • Surrender charge analysis
- • Feature replacement evaluation
- • Cost-benefit comparison
Simple 4-Step Process
From client intake to compliant documentation
1
Analysis Type
Select the type of rollover analysis and gather client information.
2
Data Collection
Search DOL database or manually enter current plan/account information.
3
Run Analysis
Compare costs, services, and investment options with detailed breakdowns.
4
Generate Report
Receive compliant documentation and client-friendly summary.