Complete Rollover Analysis Automation
Comprehensive tools designed specifically for independent advisors navigating PTE 2020-02 requirements.
Form 5500 Database Integration
Search 500,000+ Retirement Plans Instantly
Our tool integrates directly with the Department of Labor's Form 5500 database, giving you instant access to comprehensive plan data without manual research.
- Search by company name across entire DOL database
- Automatically populate plan fees and expenses
- View participant counts and total plan assets
- Access historical data for trend analysis
- Save hours of manual data entry
Video demonstration - plays automatically
Cost Analysis
Comprehensive Fee Comparison with Multiple Data Sources
Compare current plan costs against proposed IRA fees with multiple data collection methods to ensure accuracy.
- Form 5500 Lookup: Automated database search
- Document Upload: OCR parsing of fee disclosures
- Manual Entry: Direct input with validation
- Industry Benchmarks: Fallback for incomplete data
- Total expense ratios and fee breakdowns
Service Analysis
Compare Service Offerings Side-by-Side
Objectively compare the services available in current retirement plans versus proposed IRA arrangements.
- Investment options and portfolio management
- Financial planning and advisory services
- Estate planning and wealth transfer
- Tax optimization strategies
- Online access and mobile app availability
Video demonstration - plays automatically
Video demonstration - plays automatically
Compliant Documentation
Audit-Ready Reports for PTE 2020-02 Compliance
Generate professional, comprehensive reports that meet all DOL documentation requirements.
- Analysis overview with client information
- Detailed cost comparison breakdowns
- Side-by-side service factor analysis
- Three options presented objectively
- Complete disclosures and acknowledgments
Compliance Features
Built for Regulatory Requirements
Complete audit trail and compliance features to meet all PTE 2020-02 requirements.
- All required factors documented
- Best interest standard application
- Complete disclosure language
- Retrospective review capabilities
- AES-256 encryption for storage
Video demonstration - plays automatically
Support for All Common Rollover Scenarios
Three analysis types to cover every situation
Roadmap: Enhanced Features in Development
2026 Additions