Complete Rollover Analysis Automation
Comprehensive tools designed specifically for independent advisors navigating PTE 2020-02 requirements.
Form 5500 Database Integration
Search 500,000+ Retirement Plans Instantly
Our tool integrates directly with the Department of Labor's Form 5500 database, giving you instant access to comprehensive plan data without manual research.
- Search by company name across entire DOL database
- Automatically populate plan fees and expenses
- View participant counts and total plan assets
- Access historical data for trend analysis
- Save hours of manual data entry
Cost Analysis
Comprehensive Fee Comparison with Multiple Data Sources
Compare current plan costs against proposed IRA fees with multiple data collection methods to ensure accuracy.
- Form 5500 Lookup: Automated database search
- Document Upload: OCR parsing of fee disclosures
- Manual Entry: Direct input with validation
- Industry Benchmarks: Fallback for incomplete data
- Total expense ratios and fee breakdowns
Service Analysis
Compare Service Offerings Side-by-Side
Objectively compare the services available in current retirement plans versus proposed IRA arrangements.
- Investment options and portfolio management
- Financial planning and advisory services
- Estate planning and wealth transfer
- Tax optimization strategies
- Online access and mobile app availability
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Compliant Documentation
Audit-Ready Reports for PTE 2020-02 Compliance
Generate professional, comprehensive reports that meet all DOL documentation requirements.
- Analysis overview with client information
- Detailed cost comparison breakdowns
- Side-by-side service factor analysis
- Three options presented objectively
- Complete disclosures and acknowledgments
Compliance Features
Built for Regulatory Requirements
Complete audit trail and compliance features to meet all PTE 2020-02 requirements.
- All required factors documented
- Best interest standard application
- Complete disclosure language
- Retrospective review capabilities
- AES-256 encryption for storage
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Support for All Common Rollover Scenarios
Three analysis types to cover every situation
Roadmap: Enhanced Features in Development
2026 Additions