Built for Independent RIAs
Finally, Compliance Software Built for Your Practice. Enterprise features without enterprise prices.
Designed for Practices Like Yours
The Independent RIA Challenge:
You're competing against wirehouses and large firms, but enterprise compliance tools treat you like an afterthought—expensive annual contracts, complex implementations, and features you'll never use.
Our Approach:
We built this tool specifically for independent RIAs and small firms who need:
- Professional, client-ready documentation
- Full DOL compliance without massive overhead
- Flexibility to scale as your practice grows
- Transparent pricing you can budget for
Why Independent RIAs Choose Us
Affordable Pricing
Enterprise compliance tools charge $1,800-$3,600/year. We provide the same features for $500/year or $59.99/month.
Fast Setup
No weeks-long implementation. Start your first analysis in 5 minutes with our intuitive interface.
Full Compliance
Complete PTE 2020-02 documentation with professional reports that position you as a serious, established firm.
Built for Independence
Designed specifically for independent RIAs who need professional tools without enterprise overhead.
Fits Seamlessly Into Your Existing Process
Use the tool during client meetings to demonstrate your thorough, objective analysis process. Visual comparisons help clients understand their options.
Show prospects you have sophisticated compliance and analysis capabilities. Professional reports position you as a serious, established firm.
Maintain complete audit trails and documentation for all rollover recommendations. Annual retrospective reviews become simple database exports.
Demonstrate your process to COIs and referral partners. Show you take fiduciary responsibility seriously.
Everything Your Firm Needs
Custodian Agnostic
Works with any custodian (Schwab, Fidelity, TD Ameritrade, Pershing, etc.). No proprietary limitations.
Professional Documentation
Client-ready PDFs that showcase your thorough process. Customizable with your firm name and details.
Complete Audit Trail
Electronic recordkeeping meets DOL's 7-year retention requirement. Searchable archives for compliance reviews.
Form 5500 Integration
Access to 500,000+ plan database. Automated fee extraction saves hours of research time.
Scalable Pricing
Month-to-month plans that grow with your firm. No getting locked into enterprise contracts.
Why This Investment Makes Sense
Time Savings:
- Manual analysis: 2-3 hours per rollover
- With our tool: 10-15 minutes per rollover
- Average RIA completes 10-15 rollovers/year
- Annual time savings: 20-40 hours
Revenue Protection:
Proper documentation protects rollover revenue. Average rollover asset size: $150,000-300,000. Typical annual revenue per rollover: $1,500-3,000.
ROI: Protect just one rollover to cover 4+ years of tool costs
Why Choose Us Over Enterprise Competitors
| Feature | Enterprise Tools | Rollover Analysis Tool |
|---|---|---|
| Target Market | Large enterprises | Independent RIAs |
| Annual Cost | $2,500-$3,600 | $500 |
| Setup Time | 2-4 weeks | 5 minutes |
| Contract | Multi-year / Annual | Month-to-month |
| Form 5500 Access | ✓ | ✓ |
| Pricing Transparency | Contact sales | Listed publicly |