Tag

Fee Comparison

Comparing retirement plan and IRA fees

14 articles

How Much Should Rollover Analysis Software Cost? A Realistic Budget Guide for RIAs (Including $149/Year Options)

PTE 2020-02 Compliance

February 17, 20267 min

How Much Should Rollover Analysis Software Cost? A Realistic Budget Guide for RIAs (Including $149/Year Options)

This blog explains how rollover analysis software—essential for meeting DOL’s PTE 2020-02 compliance—can benefit RIAs by reducing time and risk through automated, audit-ready processes. It highlights budget-friendly options, including plans as low as $149/year, and contrasts these with more expensiv

What a DOL Auditor Will Ask For in a Rollover File (PTE 2020-02) — A Practical Checklist

PTE 2020-02 Compliance

February 3, 20266 min

What a DOL Auditor Will Ask For in a Rollover File (PTE 2020-02) — A Practical Checklist

The blog outlines essential steps and documentation required for creating audit-ready rollover files under DOL's PTE 2020-02 rules. It provides a comprehensive checklist, best practices, and tips on leveraging automation tools to streamline compliance and build a robust audit trail that meets s

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