Comparing retirement plan and IRA fees
19 articles
RIAs prove 401(k) rollovers are in clients' best interest using detailed documentation, side-by-side analysis, and audit-ready compliance tools to save time.
PTE 2020-02 retrospective review checklist for rollover files streamlines compliance, cuts audit time, and secures client assets—boost regulatory efficiency now.
Affordable rollover analysis software for RIAs streamlines DOL PTE 2020-02 compliance by automating fee comparisons, Form 5500 integration, and audit-ready reports under $1K/year.
The blog explains how fiduciary advisors can use Form 5500 data to benchmark 401(k) fees in compliance with PTE 2020-02 requirements. It outlines a step-by-step process for comparing fees, services, and investment options to generate audit-ready, defensible rollover recommendations that reduce compl
This blog explains how to automate PTE 2020-02 disclosures for retirement rollovers to ensure DOL compliance with complete, audit‑ready documentation, including fiduciary acknowledgments, detailed fee comparisons, and a full disclosure checklist. It provides practical templates, step‑by‑step workflo
This blog explains how rollover analysis software—essential for meeting DOL’s PTE 2020-02 compliance—can benefit RIAs by reducing time and risk through automated, audit-ready processes. It highlights budget-friendly options, including plans as low as $149/year, and contrasts these with more expensiv
The blog outlines essential steps and documentation required for creating audit-ready rollover files under DOL's PTE 2020-02 rules. It provides a comprehensive checklist, best practices, and tips on leveraging automation tools to streamline compliance and build a robust audit trail that meets s
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